Dear Client,
This has reference to SEBI Circular No MIRSD/SE/Cir – 19 / 2009, dated 03-December-2009 & clarifications issued by Exchanges vide Circular no. NSE/INSP/2010/91 (NSE) and notice no. 20100203-30 (BSE) dated February 3, 2010.
Please note that submission of documentary evidence of financial details is must in case if you wish to trade in Derivatives Market.
You are, therefore, requested to immediately submit a valid income proof along with the attached annexure with Indiabulls Securities Limited:
Alternatively, you can also submit these documents at your Indiabulls Service Branch.
Kindly ensure that the said proof(s) reach us at the aforementioned address latest by 21st March 2010 to avoid any inconvenience.
For your reference, following list indicates the list of valid income proofs, either of which can be submitted, towards meeting this requirement:
1. Copy of ITR Acknowledgment (For last financial year)
2. Copy of Annual Accounts (last financial year for individuals, last two financial years for non individuals)
3. Copy of Form 16 in case of salary income (for last financial year)
4. Net worth certificate (latest one or at the end of last financial year)
5. Salary Slip (for one month in current financial year)
6. Bank account statement (for last 6 months)
7. Copy of demat account Holding statement (for the current financial year)
8. Any other relevant documents substantiating ownership of assets.
For Company accounts, the following Proofs would be required:
1. Copies of the balance sheet for the last 2 financial years (copies of annual balance sheet to be submitted every year)
2. Copy of latest share holding pattern including list of all those holding more than 5% in the share capital of the company, duly certified by the company secretary / Whole –time director / MD. (Copy of updated shareholding pattern to be submitted every year)
Things to note:
1. The document must be self attested
2. It is mandatory to submit the financial proof(s) on yearly basis, incase you opt to trade in derivatives segment.
3. The proof submitted shall be valid for 1 year only & needs to be submitted every 12 months.
4. Please note that only the hard copy of the income proof would be accepted for processing.
